1. States Push for Investor-Related Protections as Feds Back Away

    States Push for Investor-Related Protections as Feds Back Away

    State regulators are placing more emphasis on investor protection, amid a federal pullback, CNBC reports. There are several examples of this trend in action. On Tuesday, Massachusetts announced an investigation into how several top U.S. brokerages handle customer buy and sell orders. Earlier in the summer, Nevada introduced a new fiduciary standard for brokers working in the state, even as a federal rule has been partially delayed...

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