1. Clayton Says SEC to Focus on Rules for Financial Professionals, Proxy Process

    Clayton Says SEC to Focus on Rules for Financial Professionals, Proxy Process

    Jay Clayton, the Trump-appointed chairman of the Securities and Exchange Commission, on Thursday outlined his priorities for next year, which include new rules for financial professionals and improving the proxy process. The 2019 “Reg Flex” agenda focuses on the “initiatives we reasonably expect to complete” said Clayton. He told an audience at Columbia University on Thursday that the regulator is more productive, advancing 88% of the rules on its short term agenda this year...

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    1. I believe this aspirational approach was driven in large part by the more than 80 rulemakings and the more than 30 reports and studies that the Dodd-Frank Act required the SEC to complete.
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