1. Regulatory Update and Recent SEC Actions - July 2020

    Regulatory Update and Recent SEC Actions - July 2020
    • SEC Provides Temporary, Conditional Relief for BDCs Making Investments in Small and Medium-Sized Businesses
    • SEC Provides for Phased CAT Broker-Dealer Reporting Timelines with Conditional Exemption for Impacts of COVID-19
    • SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
    • SEC Enforcement Forms Coronavirus Steering Committee to Address COVID-19 Concerns and Response
    • SEC Extends Relief for Virtual Meetings of Fund Boards...
    Read Full Article

    Login to comment.

  1. Categories

    1. BoardProspects Features:

      BoardBlogs, BoardKnowledge, BoardMoves, BoardNews, BoardProspects Announcements, BoardProspects CEO, CEO Blog, Competitor Corner, In the News, Partner Publications, Question of The Week, Sponsored Content
  2. Topics Mentioned

  3. Authors