1. SEC Makes 2020 A Record Year for Whistleblowers. What Does It Mean for Compliance?

    SEC Makes 2020 A Record Year for Whistleblowers. What Does It Mean for Compliance?

    This year is proving to be a record-setting year for whistleblowers. On October 22, the U.S. Securities and Exchange Commission announced it had awarded an unprecedented $114 million to a whistleblower who, the SEC says, endured personal and professional hardship to give critical assistance to the agency and bring an end to massive corporate wrongdoing. The SEC's whistleblower program has awarded almost as much in the past 10 months as it has in the last 8 years combined...

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