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Exclusive: SEC's Clayton Won't Blindly Allow Corporations to Ban Shareholder Lawsuits

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“It's a question of state law,” said Edward Rock, the director of NYU Law School's Institute for Corporate Governance and Finance. “The SEC should not get involved and it's not an appropriate issue for them to get involved with.” In Rock's view, the SEC's mode of regulation is disclosure, not making ...

Mentions: Corporate Governance SEC Shareholder Lawsuit