1. The SEC

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    1. Mentioned In 142 Articles

    2. Glass Lewis Comment Letter To The SEC On Enhanced Disclosure Of ESG Issues

      Glass Lewis Comment Letter To The SEC On Enhanced Disclosure Of ESG Issues
      The proposed rules seek to ensure that funds and advisers use of ESG factors is transparent and aligned with their stated objectives. In the releases words, the proposed rules are intended to create a consistent, comparable, and decision-useful regulatory framework for ESG advisory services and investment companies to inform and protect investors while facilitating further innovation in this evolving area of the asset management industry....
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  2. Quotes about The SEC

    1. Banning ESG funds seems like overkill, but the SEC is understandably concerned that the imprecise scope of ESG funds makes investment in them potentially misleading to investors.
      In Should The SEC Ban ESG Funds?
    2. The failure to hold any senior executives responsible for the massive misconduct during the financial crisis stands out as a failure in enforcement and not just at the SEC.
      In SEC Nominees Commit to Revisiting Regulations, Holding Executives Accountable
    3. The SEC should mandate whatever it needs to mandate to get everybody in a room and work this out.
      In Improving Proxy-Voting System Discussed At SEC Roundtable