1. The SEC

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  2. Quotes about The SEC

    1. The failure to hold any senior executives responsible for the massive misconduct during the financial crisis stands out as a failure in enforcement and not just at the SEC.
      In SEC Nominees Commit to Revisiting Regulations, Holding Executives Accountable
    2. The SEC should mandate whatever it needs to mandate to get everybody in a room and work this out.
      In Improving Proxy-Voting System Discussed At SEC Roundtable
    3. Having Commissioner Roisman at the helm of the process is a great first step and means you have someone who really understands the minutiae of the SEC's rule-making process steering the process.
      In SEC Commissioner Takes Agency Lead on Proxy-Voting Efforts